Investment Management

Publications

September 3, 2010	The SEC’s New Proxy Access Procedures and Related Rules
August 31, 2010	The Dodd-Frank Wall Street Reform and Consumer Protection Act - Summary and Analysis
August 19, 2010	Investment Management News: Market and Legal Update
July 27, 2010	SEC Issues Concept Release on Changes to U.S. Proxy System
July 26, 2010	SEC Staff Issues Guidance on Use of Credit Ratings in Securities Offerings
July 14, 2010	'Continental Casualty Company v. PricewaterhouseCoopers, LLP'
July 14, 2010	The Volcker Rule
July 8, 2010	SEC Adopts Rule Regarding Political Contributions by Investment Advisers
June 30, 2010	House-Senate Conference Committee Approves Private Fund Investment Advisers Registration Act
May 28, 2010	The Proposed Directive on Alternative Investment Fund Managers – An Update
May 26, 2010	Senate Passes Comprehensive Financial Reform Bill
May 25, 2010	Reconciling the Senate and House Versions of the Private Fund Investment Advisers Registration Act
May 12, 2010	Jeanette Chan and Sue Yang Publish Article in Asian Legal Business
April 21, 2010	Investment Funds News: Market and Legal Update
April 16, 2010	Andrea Sanft Publishes Article on Trusts as Hedge Fund Investors
March 22, 2010	Senator Dodd Proposes Comprehensive Financial Reform Bill
March 10, 2010	China Update: Foreign Investments in Private Equity Fund Management Now Permitted in Beijing
March 1, 2010	Court Rejects FTC Challenge to Reverse Settlement Agreement
February 2, 2010	New Privacy Policy Rule May Require Private Funds to Modify Their Privacy Notices
January 8, 2010	How Will the Recently Amended Investment Adviser Custody Rule Affect Investment Funds?
December 16, 2009	China Client Alert: Foreign-Invested Partnership - An Opportunity for Private Equity Funds in China?
December 16, 2009	House Passes Bill Requiring Most Private Fund Investment Advisers to Register
September 9, 2009	Investment Funds News: Market and Legal Update
September 3, 2009	FDIC Issues Final Statement of Policy on Private Investments in Failed Bank Assets
August 14, 2009	China Update: Watergate Opened to Foreign Investments in Private Equity Fund Management in Pudong
August 11, 2009	SEC Proposes “Pay to Play” Rule Regarding Political Contributions by Certain Investment Advisers
July 22, 2009	Obama Administration Proposes Registration of All Private Fund Advisers
July 14, 2009	Obama Administration Releases Proposed Legislation to Strengthen the SEC’s Authority to Protect Investors
June 17, 2009	Regulation of Private Fund Advisers Imminent
June 16, 2009	Court Considers Validity of Continuing Director Change of Control Provisions in Indentures
May 21, 2009	The SEC’s New Proxy Access Proposals
May 8, 2009	New Focus and New Thresholds for Chinese Outbound Investments
May 6, 2009	Public-Private Investment Funds: Updated Overview and Issues for Potential Investors
May 5, 2009	European Commission Publishes Draft Directive on Alternative Investment Fund Managers
May 1, 2009	Peter Davies Publishes Article on the Measures of the Administration of Overseas Investments
April 7, 2009	Jennifer Spiegel Publishes Feature Article in Bloomberg's Securities Law Report
March 26, 2009	Geithner Proposes Private Fund Adviser Registration and Private Fund Disclosures
March 24, 2009	Public-Private Investment Funds: Issues for Potential Investors
March 23, 2009	Investment Funds News: Market and Legal Update
February 18, 2009	Electronic Form D Filing Mandatory as of March 16
February 2, 2009	Delaware Supreme Court Clarifies Officers’ Fiduciary Duties, the Intersection of Unocal, Entire Fairness and Business Judgment Review, and the Common Law Shareholder Ratification Doctrine
January 30, 2009	Senate Bill Would Require Private Funds to Register and Make Disclosures
December 22, 2008	Summary of Term Sheets for Auto Industry Bailout
December 11, 2008	House Bill for Auto Industry Financing and Restructuring Act
October 26, 2008	Coping with the Credit Crisis: Certain Considerations for Boards of Directors and Senior Management
July 11, 2008	New York City Adopts New Rules That Limit Political Contributions By Fund Managers
December 21, 2007	SEC Proposes Mutual Fund Disclosure Reform
October 26, 2007	Highlights of Rangel's 2007 Tax Reform Bill
October 17, 2007	SEC Revisits Broker-Dealer/Investment Adviser Rules in Response to Circuit Court Decision
September 5, 2007	New York Bankruptcy Court Refuses to Recognize Hedge Funds’ Winding Up Proceedings in the Cayman Islands
August 23, 2007	SEC Issues Investor Accreditation Proposals Affecting Private Funds
July 12, 2007	SEC Adopts New Antifraud Rules Affecting Advisers to Private Funds
June 22, 2007	Levin Bill Would Tax Carried Interest as Ordinary Income
March 6, 2007	Congress Considers Tax Law Changes Affecting Investment Funds
Januray 24, 2007	New Tax Bill Would Put a Dollar Limit on Nonqualified Deferred Compensation under Section 409A, Broaden Section 162(m)’s $1 Million Deduction Limit
Winter 2006	Focus: Investment Funds Newsletter
10/6/2006	IRS Extends Most Section 409A Deadlines to December 31, 2007; Discount Stock Options Still at Risk
8/4/2006	New Pension Law Relaxes ERISA’s 25% Test for Investment Funds, Makes Other Changes
12/8/2005	Deferred Compensation/December 31, 2005 Deadlines Under Section 409A
Summer/Fall 2005	Focus: Investment Funds Newsletter
6/27/2005	Newly Proposed Tax Rules on Compensatory Partnership Interests
Winter 2005	Focus: Investment Funds Newsletter
12/1/2004	Planning Holds Key to Exits in China
Fall 2004	Focus: Investment Funds Newsletter
September 2004	SEC Plan to Register Advisers Fails to Convince
Summer 2004	Focus: Investment Funds Newsletter
4/24/2003	Venture Capital Investment Fund Rules Effective March 1, 2003
2/27/2002	New Regulations on the Administration of Foreign-Invested Financial Institutions

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