Publications

July 25, 2011

SEC Adopts Final Rules Implementing Advisers Act Provisions of the Dodd-Frank Act; Registration Deadline Extended until March 30, 2012

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On June 22, 2011, the SEC adopted final rules, rule amendments and Form ADV amendments under the Investment Advisers Act of 1940, as amended, implementing the provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The final rules require certain advisers to hedge funds and other private funds to register with the SEC and establish exemptions from SEC registration for venture capital fund advisers, private fund advisers with assets under management of less than $150 million and foreign private advisers.