Paul, Weiss is widely recognized as having one of the nation’s preeminent securities litigation and regulatory practices. For two decades, our lawyers have guided global corporations and financial institutions through a series of “bet-the-company” securities-related crises, consistently reducing or eliminating their most damaging claims and negotiating favorable resolutions.
Richard Rosen Discusses SEC Enforcement at Investment Advisor Conference
- Events
- March 2, 2017
Litigation partner Richard Rosen spoke at this year's Investment Adviser Association's Compliance Conference. Richard chaired the panel on "SEC Enforcement," which addressed the latest trends and significant enforcement actions involving investment advisers, with a focus on conflicts of interest, advertising of performance data and insider trading. The event took place March 5 in Arlington, Virginia.