ProfessionalsSofia D. Martos

Sofia D. Martos

Associate

Associate

Tel: +44-20-7367-1658
Fax: +44-20-7367-1650
emailsmartos@paulweiss.com

email+44-20-7367-1658

London

Alder Castle, 10 Noble Street
London, United Kingdom EC2V 7JU
Fax: +44-20-7367-1650

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Practices
Corporate
Capital Markets & Securities

Education

J.D., New York University School of Law

Ph.D., M.A., University of California, Los Angeles

B.A., Stanford University
with distinction

Bar Admissions

New York

Practices:
Corporate
Capital Markets & Securities

Education

J.D., New York University School of Law

Ph.D., M.A., University of California, Los Angeles

B.A., Stanford University
with distinction

Bar Admissions

New York

Related Resources

SEC Proposes Amendments to MD&A Requirements and Provides Guidance on use of Metrics in the MD&A

Feb 03, 2020
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SEC Proposes Amendments to MD&A Requirements and Provides Guidance on use of Metrics in the MD&A

On January 30, the U.S. Securities and Exchange Commission (the “SEC”) published proposed amendments to modernize, simplify and enhance certain financial disclosure requirements set forth in Regulation S-K.

Economic Sanctions and Anti-Money Laundering Developments: 2019 Year in Review

Jan 31, 2020
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Economic Sanctions and Anti-Money Laundering Developments: 2019 Year in Review

This memorandum surveys economic sanctions and anti-money laundering (“AML”) developments and trends in 2019 and provides an outlook for the year ahead.

OCC Takes Unprecedented Enforcement Actions Against Eight Former Wells Fargo Executives

Jan 28, 2020
Publications

OCC Takes Unprecedented Enforcement Actions Against Eight Former Wells Fargo Executives

As the latest chapter in the aftermath of the Wells Fargo fake accounts scandal, the OCC announced enforcement actions against eight former Wells Fargo executives for their roles in the bank’s “systemic sales practices misconduct.”

SEC Staff Issues Statement Addressed to Audit Committees

Jan 06, 2020
Publications

SEC Staff Issues Statement Addressed to Audit Committees

On December 30, 2019, the SEC Chairman, Jay Clayton, the SEC’s Chief Accountant, Sagar Teotia, and the Director of the SEC’s Division of Corporation Finance, William Hinman, issued a joint statement (the “Statement”) (available here)…

Takeaways from the AICPA’s 2019 Conference on Current SEC and PCAOB Developments

Jan 06, 2020
Publications

Takeaways from the AICPA’s 2019 Conference on Current SEC and PCAOB Developments

The annual AICPA Conference on Current SEC and PCAOB Developments has become a highly anticipated source of information on the latest issues and trends in financial reporting, accounting and auditing.

Economic Sanctions and Anti-Money Laundering Developments: 2018 Year in Review

Feb 05, 2019
Publications

Economic Sanctions and Anti-Money Laundering Developments: 2018 Year in Review

This memo surveys economic sanctions and AML developments and trends in 2018 and provides an outlook for the year ahead. We also provide some thoughts concerning compliance and risk mitigation in this challenging environment.

Takeaways from the AICPA’s 2018 Conference on Current SEC and PCAOB Developments

Jan 08, 2019
Publications

Takeaways from the AICPA’s 2018 Conference on Current SEC and PCAOB Developments

In mid-December 2018, speakers and panelists representing regulatory and standard-setting bodies as well as auditors, registrants, securities counsel and other industry experts gathered in Washington D.C. for the 2018 AICPA Conference …

The SEC Is Open for Business: Takeaways from the AICPA’s 2017 Conference on Current PCAOB and SEC Developments

Dec 08, 2017
Publications

The SEC Is Open for Business: Takeaways from the AICPA’s 2017 Conference on Current PCAOB and SEC Developments

One of the key messages conveyed by the Staff (the “Staff”) of the SEC’s Division of Corporation Finance (the “Division”) at the annual gathering in Washington, D.C. for the AICPA’s 2017 Conference on Current PCAOB and SEC…

FCA Adopts Changes to Rules Governing Availability of Information for IPOs

Nov 13, 2017
Publications

FCA Adopts Changes to Rules Governing Availability of Information for IPOs

The UK Financial Conduct Authority (the “FCA”) recently published a policy statement (the “Policy Statement”) that addresses the availability of information as part of the initial public offering (“IPO”) process in the United Kingdom.

The FCA Adopts a Number of Technical and Structural Changes to the UK Listing Regime

Nov 08, 2017
Publications

The FCA Adopts a Number of Technical and Structural Changes to the UK Listing Regime

On October 26, 2017, the UK Financial Conduct Authority (the “FCA”) published a policy statement (the “Policy Statement”) that introduces a number of changes to the UK Listing Rules (“LRs”) and related guidance.

MiFID II Unbundling Rules: Implications for Asset Managers and Broker-Dealers in the United States

Nov 01, 2017
Publications

MiFID II Unbundling Rules: Implications for Asset Managers and Broker-Dealers in the United States

On January 3, 2018, the European Union’s revised Markets in Financial Instruments Directive (“MiFID II Directive”) and the new Markets in Financial Instruments Regulation (“MiFIR,” and together with the MiFID II Directive, “MiFID II”) …

Mark Bergman and Sofia Martos Co-Author Article in Securities Law Daily

Oct 05, 2017
Publications

Mark Bergman and Sofia Martos Co-Author Article in Securities Law Daily

London-based partner Mark Bergman and associate Sofia Martos published an article in the October 5 edition of Bloomberg BNA Securities Law Daily.

President and Congress Eliminate SEC Resource Extraction Rule

Feb 15, 2017
Publications

President and Congress Eliminate SEC Resource Extraction Rule

On February 14, President Trump signed a joint resolution of Congress passed under the Congressional Review Act eliminating an SEC rule requiring resource extraction issuers to disclose payments made to the U.S. or foreign…

President Signs Executive Order on Core Principles for Regulating the U.S. Financial System

Feb 09, 2017
Publications

President Signs Executive Order on Core Principles for Regulating the U.S. Financial System

On February 3, President Donald Trump signed an executive order setting forth "Core Principles" intended to guide the regulation of the U.S. financial system. Although not specifically mentioned, revisions to the Dodd-Frank Act are…

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