ProfessionalsPhilip A. Heimowitz
As counsel in the Private Funds and Securities Groups of the Corporate Department, Philip A. Heimowitz focuses his practice on the Investment Company Act of 1940 and the Investment Advisers Act of 1940.
Mr. Heimowitz regularly advises on structuring transactions under the 1940 Act, as well as advising on regulatory compliance with the 1940 Act and the Advisers Act. He has represented registered funds including sponsors of unit investment trusts and mutual funds. Mr. Heimowitz also lends his expertise to FINRA compliance relating to funds and obtains no action letters and exemptive orders from the staff of the Securities and Exchange Commission.