Resources

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Title	Date	Resource Type
DOJ and SEC Allege Insider Trading Based Exclusively on Use of Rule 10b5-1 Trading Plans	03/03/2023	Publication
Harris Fischman Publishes Law360 Expert Analysis on SEC Admissions Policy Outcomes	02/28/2023	Publication
United States Attorney’s Offices Announce Voluntary Self-Disclosure Policy for Corporate Prosecutions	02/24/2023	Publication
SEC Announces Novel Human Capital Internal Controls Settlement with Activision Blizzard, Inc.	02/13/2023	Publication
SEC Enforcement: 2022 Year in Review	02/01/2023	Publication
Harris Fischman Publishes Article on SEC Greenwashing Requirements in Corporate Counsel	11/01/2022	Publication
Deputy Attorney General Lisa Monaco Announces Revisions to DOJ Corporate Criminal Enforcement Policies	09/16/2022	Publication
FTC Conducts Public Forum On “Commercial Surveillance” and Data Security	09/14/2022	Publication
Harris Fischman and Steve Herzog Publish NYLJ Analysis on the SEC’s Increasing Focus on Cybersecurity	07/20/2022	Publication
Pro Bono Client Wins Criminal Appeal, Reversing and Vacating Burglary Convictions	07/15/2022	Client News

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