Resources

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Title	Date	Resource Type
SEC Enforcement: Year in Review	01/25/2022	Publication
FCPA Enforcement and Anti-Corruption Developments: 2021 Year In Review	01/19/2022	Publication
Federal Judge Allows SEC to Proceed on “Shadow Trading” Theory	01/19/2022	Publication
Lorin Reisner and Richard Tarlowe to Speak at Sandpiper Conference on SEC and DOJ Enforcement	11/17/2021	Event
Lorin Reisner to Discuss Cybersecurity at Securities Enforcement Forum 2021	11/04/2021	Event
IBM Completes Spin-Off of Kyndryl	11/03/2021	Client News
SIFMA Wins SEC Order in High-Stakes Liability Dispute With National Securities Exchanges	11/03/2021	Client News
Deputy Attorney General Announces Renewed DOJ Focus on Corporate Criminal Enforcement	11/01/2021	Publication
SEC Enforcement Director Announces “Aggressive” Policy Shifts, Including Requiring Admissions of Wrongdoing	10/18/2021	Publication
SEC Initiates First Enforcement Proceeding of the SPAC Boom Against SPAC, Sponsor, Merger Target and CEOs	07/19/2021	Publication

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