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CFTC Harmonizes CPO Regulations with JOBS Act General Solicitation Rules

September 11, 2014 download PDF

On September 9, 2014, the Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission issued exemptive relief from certain CFTC Regulations to now allow commodity pool operators relying on the "de minimis" exemption from registration under Regulation 4.13(a)(3) or the relief from certain compliance requirements under Regulation 4.7 to engage in general solicitation under certain specified circumstances.

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