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Found 215 results for: Financial Services Litigation, Publications, Events, Videos

Found 215 results for: Financial Services Litigation, Publications, Events, Videos

Title	Date	Resource Type
FTC Proposes Rule to Ban Employer-Worker Non-Compete Clauses	01/08/2023	Publication
Second Circuit Review: The Second Circuit and Extraterritoriality Analysis	12/28/2022	Publication
Supreme Court Grants Review to Decide Who May Sue under Sections 11 and 12(a)(2) of the Securities Act	12/27/2022	Publication
CFPB Proposes Rule Requiring Nonbank Consumer Financial Services Providers to Submit Their Enforcement Orders to a Public Registry	12/21/2022	Publication
SEC Adopts Final Rules Regarding 10b5-1 Trading Plans and Disclosures for Executive Officer Equity Grants and Gifts	12/19/2022	Publication
Second Circuit Review: Statutory Standing Under §10(b) And SEC Rule 10b-5	11/28/2022	Publication
Second Circuit Review: Federal Preemption Of State Banking Laws	10/31/2022	Publication
Jessica Carey, Roberto Gonzalez and Carly Lagrotteria Discuss New York DFS' First Crypto Enforcement Action in Law360 Column	09/06/2022	Publication
Second Circuit Rules That Retaliatory Intent Is an Element of a Sarbanes-Oxley Whistleblower Claim	08/18/2022	Publication
NY DFS Announces First Crypto Enforcement Action Against Robinhood Crypto for AML and Cybersecurity Compliance Deficiencies	08/09/2022	Publication
Brette Tannenbaum Reflects on Her Career as a Young Litigator in Benchmark Litigation Q&A	08/02/2022	Publication
Second Circuit Affirms That Misrepresentations and Omissions Cannot Be the Sole Basis for Liability under Rule 10b-5(a) and (c)	07/20/2022	Publication
Ninth Circuit Enforces Exclusive Forum Provision Favoring State Court for Derivative Claims Despite Plaintiff’s Assertion of a Federal Securities Claim	05/23/2022	Publication
LIBOR Transition Update: An Overview of Federal LIBOR Legislation	04/28/2022	Publication
Breaking New Ground, CFPB Will Pursue Discrimination as an “Unfair” Practice Across the Range of Consumer Financial Services	04/07/2022	Publication
Jane O’Brien Discusses SOFR as a LIBOR Alternative in S&P Global Market Intelligence	03/02/2022	Publication
BlockFi to Pay $100 Million to Settle with SEC and 32 States Over Crypto Lending Business	02/17/2022	Publication
Federal Court Denies Class Certification on Grounds That Purchases of Unsponsored ADRs Are Not “Domestic Transactions”	01/28/2022	Publication
SEC Enforcement: Year in Review	01/25/2022	Publication
FCPA Enforcement and Anti-Corruption Developments: 2021 Year In Review	01/19/2022	Publication
Federal Judge Allows SEC to Proceed on “Shadow Trading” Theory	01/19/2022	Publication
Jessica Carey and Ken Gallo Featured in AmLaw’s “Litigation Leaders” Column	01/03/2022	Publication
SEC Proposes Amendments Regarding 10b5-1 Trading Plans and Disclosures for Executive Officer Equity Grants and Gifts	12/22/2021	Publication
LIBOR Transition Efforts Continue in the U.S. with SOFR as the Leading Recommended Alternative Reference Rate	12/22/2021	Publication
U.S. Regulators Increase Enforcement Relating to Chat and Text Communications, Including on Personal Devices	12/17/2021	Publication

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