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Found 66 results for: Publications, Events, Videos, Client News, Firm News, Karen J. Hughes
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Title Date Resource Type
Private Funds Regulatory Compliance Calendar 2021
12/17/2020
Publication
PE Fundraising at a Glance (3Q 2020)
10/12/2020
Publication
Private Funds Regulatory Compliance Calendar 2018
12/06/2017
Publication
Private Funds Regulatory Compliance Calendar 2017
11/22/2016
Publication
SEC Adopts Amendments to Form ADV Regarding Separately Managed Accounts and Umbrella Registration; also Adopts Amendments to the Recordkeeping Rule under the Advisers Act
09/15/2016
Publication
SEC Increases “Qualified Client” Net Worth Threshold
06/17/2016
Publication
SEC Announces 2016 Examination Priorities
01/11/2016
Publication
FinCEN Proposes AML Regulations for Investment Advisers
08/27/2015
Publication
SEC Proposes Amendments to Form ADV and the Recordkeeping Rule under the Advisers Act
05/27/2015
Publication
When Do I Amend My Form ADV?
03/03/2015
Publication
CFTC Harmonizes CPO Regulations with JOBS Act General Solicitation Rules
09/11/2014
Publication
SEC Issues Guidance to Private Funds Regarding the Application of the Custody Rule to Special Purpose Vehicles and Escrow Accounts
08/21/2014
Publication
May 2014 Private Equity Digest
05/20/2014
Publication
When Do I Amend My ADV?
02/17/2014
Publication
SEC Grants No-Action Guidance Regarding “Knowledgeable Employees”
02/07/2014
Publication
SEC Announces 2014 Examination Priorities
01/10/2014
Publication
Federal Agencies Approve Final Volcker Rule
12/23/2013
Publication
How will the SEC’s New Reg D Rules
Affect Offerings by Private Funds?
07/17/2013
Publication
SEC Approves Rules Affecting Private Offerings Under Regulation D
07/10/2013
Publication
House Financial Services Committee Approves Bill Exempting Certain PE Fund Advisers from SEC Registration
06/20/2013
Publication
SEC and CFTC Adopt Identity Theft Red Flag Rules Applicable to Certain Investment Advisers and Other Regulated Entities
04/11/2013
Publication
SEC Issues Proposed Rules Under JOBS Act Eliminating Prohibition of General Advertising for Private Offerings
09/10/2012
Publication
Private Funds Regulatory Update
06/12/2012
Publication
Paul, Weiss Designs Form PF Interactive Checklist
01/24/2012
Publication
SEC Adopts Final Form PF: Certain Implications for Hedge Fund and Private Equity Fund Advisers
11/15/2011
Publication
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