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Found 66 results for: Publications, Events, Videos, Client News, Firm News, Karen J. Hughes
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Title Date Resource Type
Summary of the Proposed Rule Implementing the Volcker Rule
10/31/2011
Publication
ILPA Releases Best Practices in Quarterly Reporting
10/24/2011
Publication
SEC Adopts Final Rules Implementing Advisers Act Provisions of the Dodd-Frank Act; Registration Deadline Extended until March 30, 2012
07/25/2011
Publication
SEC Issues Order Adjusting for Inflation “Qualified Client” Tests
07/14/2011
Publication
SEC Adopts Final Definition of “Family Offices”
07/06/2011
Publication
SEC Proposes Rule Amendments Disqualifying Certain Private Placements Involving Bad Actors
06/30/2011
Publication
SEC to Adjust for Inflation “Qualified Client” Tests; Issues Proposed Related Rule Amendments
05/12/2011
Publication
SEC to Consider Extending Private Fund Investment Adviser Registration Deadline to Q1 2012
04/08/2011
Publication
SEC Proposes Private Fund Systemic Risk Reporting Rule and Rule Amendments Relating to the Definition of Accredited Investor under Dodd-Frank
01/31/2011
Publication
SEC Proposes New Rules to Implement Advisers Act Provisions of the Dodd-Frank Act — Implications for U.S. Advisers
12/21/2010
Publication
SEC Proposes New Rules to Implement Advisers Act Provisions of the Dodd-Frank Act — Implications for Non-U.S. Advisers
12/21/2010
Publication
SEC Adopts Rule Regarding Political Contributions by Investment Advisers
07/08/2010
Publication
House-Senate Conference Committee Approves Private Fund Investment Advisers Registration Act
06/30/2010
Publication
The Proposed Directive on Alternative Investment Fund Managers – An Update
05/28/2010
Publication
Reconciling the Senate and House Versions of the Private Fund Investment Advisers Registration Act
05/25/2010
Publication
Electronic Form D Filing Mandatory as of March 16
02/18/2009
Publication
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