Resources

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Title	Date	Resource Type
SEC Highlights Investment Adviser MNPI Compliance Issues	04/26/2022	Publication
Supreme Court Clarifies ERISA Fiduciary’s Duty of Prudence	01/27/2022	Publication
SEC Enforcement: Year in Review	01/25/2022	Publication
FCPA Enforcement and Anti-Corruption Developments: 2021 Year In Review	01/19/2022	Publication
Federal Judge Allows SEC to Proceed on “Shadow Trading” Theory	01/19/2022	Publication
Biden Administration Launches U.S. Strategy on Countering Corruption	12/14/2021	Publication
Deputy Attorney General Announces Renewed DOJ Focus on Corporate Criminal Enforcement	11/01/2021	Publication
SEC Enforcement Director Announces “Aggressive” Policy Shifts, Including Requiring Admissions of Wrongdoing	10/18/2021	Publication
Roberto Finzi to Participate in PLI’s White Collar Crime Program	09/29/2021	Event
Second Circuit Reaffirms That Standard Confidentiality Agreements Can Create a Relationship of Trust and Confidence for Insider Trading Purposes	05/25/2021	Publication

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