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Found 175 results for: Publications, Events, Videos, Client News, Firm News, Udi Grofman
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Title Date Resource Type
Udi Grofman to Speak at PLI’s Hedge Fund Management Program
09/15/2016
Event
SEC Adopts Amendments to Form ADV Regarding Separately Managed Accounts and Umbrella Registration; also Adopts Amendments to the Recordkeeping Rule under the Advisers Act
09/15/2016
Publication
SEC Proposes Rules on Business Continuity and Transition Plans for Investment Advisers
07/13/2016
Publication
SEC Increases “Qualified Client” Net Worth Threshold
06/17/2016
Publication
Marco Masotti, Udi Grofman and Amran Hussein to Participate in ABA/IBA International Conference on Private Investment Funds
03/06/2016
Event
Udi Grofman to Speak on U.S. Regulatory Trends at Maples Investment Funds Forum
02/25/2016
Event
SEC Announces 2016 Examination Priorities
01/11/2016
Publication
Annual Privacy Policy Notice Requirement Eliminated for Many Investment Advisers and Private Funds under the FAST Act
12/21/2015
Publication
Private Funds Regulatory Compliance Calendar 2016
11/23/2015
Publication
FinCEN Proposes AML Regulations for Investment Advisers
09/24/2015
Publication
OCIE Issues Additional Information on Cybersecurity Examination Initiative
09/17/2015
Publication
FinCEN Proposes AML Regulations for Investment Advisers
08/27/2015
Publication
General Solicitation and General Advertising: The SEC Weighs in on Rules 502(c) and 506(b)
08/26/2015
Video
Richard Rosen and Udi Grofman Co-Author Bloomberg BNA Article on Political Intelligence and Insider Trading
08/24/2015
Publication
SEC Issues Guidance on “General Solicitation or General Advertising”
08/12/2015
Publication
Management Fee Waiver Update: Treasury Issues Proposed Regulations Addressing Disguised Payments from Partnerships for Services
07/24/2015
Publication
SEC Proposes Amendments to Form ADV and the Recordkeeping Rule under the Advisers Act
05/27/2015
Publication
Udi Grofman to Moderate Compliance Panel at Anti-Corruption Summit
03/31/2015
Event
Grofman, Hussein and Masotti to Participate in International Bar Association Conference on Private Investment Funds
03/10/2015
Event
When Do I Amend My Form ADV?
03/03/2015
Publication
SEC Announces 2015 Examination Priorities
01/13/2015
Publication
Chinese Man Living With HIV Wins Asylum
12/05/2014
Client News
Paul, Weiss Private Funds Regulatory Compliance Calendar for 2015
12/02/2014
Publication
Co-Investments in the Hedge Fund Space
10/15/2014
Video
CFTC Harmonizes CPO Regulations with JOBS Act General Solicitation Rules
09/11/2014
Publication
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