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Found 651 results for: Capital Markets, Publications, Events, Videos

Found 651 results for: Capital Markets, Publications, Events, Videos

Title	Date	Resource Type
SEC Reopens Comment Period for Pay for Performance Proposal	02/03/2022	Publication
SEC Proposes Amendments Regarding 10b5-1 Trading Plans and Disclosures for Executive Officer Equity Grants and Gifts	12/22/2021	Publication
LIBOR Transition Efforts Continue in the U.S. with SOFR as the Leading Recommended Alternative Reference Rate	12/22/2021	Publication
SEC Proposes Amendments to Share Repurchase Disclosures	12/21/2021	Publication
ISS Issues Final Policy Updates for 2022 Proxy Season	12/09/2021	Publication
SEC Mandates Universal Proxies	11/23/2021	Publication
Glass Lewis Issues 2022 Voting Policies	11/22/2021	Publication
SEC Issues New Guidance on Rule 14a-8 Shareholder Proposals	11/09/2021	Publication
SEC Reopens Comment Period for Compensation Clawback Proposal	10/22/2021	Publication
SEC Adopts Rules to Modernize Filing Fee Disclosure and Payment Methods	10/22/2021	Publication
SEC Division of Corporation Finance Publishes Sample Climate Disclosure Comments	09/24/2021	Publication
David Huntington, Valerie Radwaner and Laura Turano Publish Article in Law360 on Nasdaq’s Board Diversity Requirements	09/14/2021	Publication
NYSE Amends Related Party Transaction Threshold Requirement	09/01/2021	Publication
New Lawsuits Alleging That SPACs Are Unregistered Investment Companies Face Significant Hurdles	08/30/2021	Publication
SEC Approves Nasdaq Board Diversity Requirements	08/09/2021	Publication
SEC Poised to Consider ESG Disclosures	06/17/2021	Publication
SEC Staff Suspends Enforcement of Proxy Voting Advice Guidance and Rule Changes Pending Ongoing Review	06/02/2021	Publication
SEC Approves Nasdaq Rule Change Permitting Primary Direct Floor Listings	05/20/2021	Publication
The Impact of the Recent SEC Staff Statement on Accounting and Reporting Considerations for Warrants Issued by SPACs	05/06/2021	Publication
David Curtiss Contributes Article on SPACs to LexisNexis Practical Guidance	05/05/2021	Publication
Mark Bergman Speaks at Practising Law Institute’s Securities Regulation Program	04/22/2021	Event
SEC Highlights Compliance Issues Related to Investment Advisers Offering ESG-Related Investment Products	04/12/2021	Publication
SEC Approves Amendments to NYSE Shareholder Approval Requirements	04/09/2021	Publication
SEC Staff Issues Additional Guidance for SPACs	04/07/2021	Publication
President Biden Sets Out Ambitious American Jobs Plan with Significant Climate-Related Proposals	04/07/2021	Publication
SEC Adopts Amendments Implementing the Holding Foreign Companies Accountable Act	03/26/2021	Publication
CFTC Continues to Move Forward on Climate Change	03/19/2021	Publication
Acting SEC Chair Lee Discusses Additional Climate and ESG Initiatives	03/17/2021	Publication
What SPAC Sponsors, Directors and Officers Can Do to Mitigate Their Litigation Exposure	03/17/2021	Publication
SEC’s Coates Calls for “Adaptive and Innovative” Policy on ESG Disclosure	03/12/2021	Publication
Federal Reserve Directs Examiners to Review Banks’ Exit Plans As LIBOR Deadline Approaches	03/11/2021	Publication
LIBOR Cessation: FCA Announcement on the End of LIBOR Triggers ISDA’s Spread Adjustment Fixing Date	03/05/2021	Publication
Nasdaq Amends Its Board Diversity Proposals	03/05/2021	Publication
SEC Turns up the Heat on Climate and ESG Disclosures	03/04/2021	Publication
Acting SEC Chair Allison Herren Lee Issues Statement on the Review of Climate-Related Disclosure	02/25/2021	Publication
SEC Division of Corporation Finance Issues Sample Comments for Issuers Conducting Offerings During Periods of Volatility	02/18/2021	Publication
Update on NYSE Shareholder Approval Requirements: Waiver Extension and Proposed Amendments	01/12/2021	Publication
SEC Division of Corporation Finance Issues SPAC Disclosure Guidance	01/04/2021	Publication
UK and EU Reach Agreement on Trade: Key Takeaways	12/29/2020	Publication
SEC Modernizes and Combines Investment Adviser Advertising and Cash Solicitation Rules	12/28/2020	Publication
SEC Proposes Amendments to Rule 144	12/28/2020	Publication
FCA Adopts New Listing Rule Mandating Climate-related Disclosure in Annual Reports	12/23/2020	Publication
Update on Primary Direct Floor Listings: SEC Again Approves NYSE Rule and Institutes Proceedings on Nasdaq Proposal	12/22/2020	Publication
Securities Practice Update (December 2020)	12/21/2020	Publication
President Signs Holding Foreign Companies Accountable Act	12/21/2020	Publication
SEC Adopts Final Disclosure Rules for Resource Extraction Issuers	12/18/2020	Publication
U.S. Congress Passes Holding Foreign Companies Accountable Act	12/04/2020	Publication
Nasdaq Proposes Board Diversity Requirements for Listed Companies	12/03/2020	Publication
SEC Proposes to Permit Offerings of Equity Compensation to Gig Economy Workers	12/02/2020	Publication
SEC Proposes Amendments to Rule 701 and Form S-8	12/02/2020	Publication

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