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Found 175 results for: Publications, Events, Videos, Client News, Firm News, Udi Grofman

Found 175 results for: Publications, Events, Videos, Client News, Firm News, Udi Grofman

Title	Date	Resource Type
SEC Releases Interpretation of Advisers Act Fiduciary Duties	06/10/2019	Publication
Paul, Weiss Hosts Annual Hedge Fund General Counsel Forum	04/17/2019	Event
Marco Masotti and Udi Grofman to Participate in IBA’s International Conference on Private Investment Funds	03/10/2019	Event
Private Funds Regulatory Compliance Calendar 2019	01/03/2019	Publication
SEC Announces 2019 Examination Priorities	01/02/2019	Publication
Initial Thoughts for Fund Managers for 2019: Addressing Liquidity Issues	12/26/2018	Publication
Preparing for an Uptick in Congressional Investigations of Corporations	12/03/2018	Publication
Declaration Capital Invests in aXiomatic	10/30/2018	Client News
Udi Grofman to Participate at ALM’s Annual Hedge Fund General Counsel & Compliance Officer Summit	09/27/2018	Event
The Financial Crisis 10 Years Later: Lessons Learned	09/15/2018	Publication
SEC Publishes the Most Frequent Advisory Fee and Expense Compliance Issues Identified in Examinations of Investment Advisers	04/17/2018	Publication
Corporate Partners to Participate in ABA/IBA International Conference on Private Investment Funds	03/11/2018	Event
Udi Grofman to Speak at Maples Investment Funds Forum	02/08/2018	Event
Treasury Department Releases Report Listing Russian Senior Political Figures and Oligarchs	02/05/2018	Publication
Private Funds Regulatory Compliance Calendar 2018	12/06/2017	Publication
Viking Global Investors to Back Rockefeller Capital Management	10/04/2017	Client News
New SEC Disclosure Requirements on Form ADV Become Effective October 1	09/26/2017	Publication
Udi Grofman to Participate at PLI’s Hedge Fund Management Program	09/13/2017	Event
Divided Second Circuit Panel Overrules Prior Newman Insider Trading Decision	08/25/2017	Publication
Omega Advisors and Leon Cooperman Settle SEC Charges	05/18/2017	Client News
Udi Grofman to Speak at Maples Investment Funds Forum	02/23/2017	Event
SEC Lists the Five Most Frequent Compliance Topics Identified in Examinations of Investment Advisers	02/08/2017	Publication
Pro Bono Client Achieves Asylum Victory	12/12/2016	Client News
Supreme Court Reaffirms Dirks, Confirms that a Gift of Information to a Trading Relative or Friend Satisfies Personal Benefit Requirement for Insider Trading	12/07/2016	Publication
Private Funds Regulatory Compliance Calendar 2017	11/22/2016	Publication
Udi Grofman to Speak at PLI’s Hedge Fund Management Program	09/15/2016	Event
SEC Adopts Amendments to Form ADV Regarding Separately Managed Accounts and Umbrella Registration; also Adopts Amendments to the Recordkeeping Rule under the Advisers Act	09/15/2016	Publication
SEC Proposes Rules on Business Continuity and Transition Plans for Investment Advisers	07/13/2016	Publication
SEC Increases “Qualified Client” Net Worth Threshold	06/17/2016	Publication
Marco Masotti, Udi Grofman and Amran Hussein to Participate in ABA/IBA International Conference on Private Investment Funds	03/06/2016	Event
Udi Grofman to Speak on U.S. Regulatory Trends at Maples Investment Funds Forum	02/25/2016	Event
SEC Announces 2016 Examination Priorities	01/11/2016	Publication
Annual Privacy Policy Notice Requirement Eliminated for Many Investment Advisers and Private Funds under the FAST Act	12/21/2015	Publication
Private Funds Regulatory Compliance Calendar 2016	11/23/2015	Publication
FinCEN Proposes AML Regulations for Investment Advisers	09/24/2015	Publication
OCIE Issues Additional Information on Cybersecurity Examination Initiative	09/17/2015	Publication
FinCEN Proposes AML Regulations for Investment Advisers	08/27/2015	Publication
General Solicitation and General Advertising: The SEC Weighs in on Rules 502(c) and 506(b)	08/26/2015	Video
Richard Rosen and Udi Grofman Co-Author Bloomberg BNA Article on Political Intelligence and Insider Trading	08/24/2015	Publication
SEC Issues Guidance on “General Solicitation or General Advertising”	08/12/2015	Publication
Management Fee Waiver Update: Treasury Issues Proposed Regulations Addressing Disguised Payments from Partnerships for Services	07/24/2015	Publication
SEC Proposes Amendments to Form ADV and the Recordkeeping Rule under the Advisers Act	05/27/2015	Publication
Udi Grofman to Moderate Compliance Panel at Anti-Corruption Summit	03/31/2015	Event
Grofman, Hussein and Masotti to Participate in International Bar Association Conference on Private Investment Funds	03/10/2015	Event
When Do I Amend My Form ADV?	03/03/2015	Publication
SEC Announces 2015 Examination Priorities	01/13/2015	Publication
Chinese Man Living With HIV Wins Asylum	12/05/2014	Client News
Paul, Weiss Private Funds Regulatory Compliance Calendar for 2015	12/02/2014	Publication
Co-Investments in the Hedge Fund Space	10/15/2014	Video
CFTC Harmonizes CPO Regulations with JOBS Act General Solicitation Rules	09/11/2014	Publication

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